Personnel Hong Kong SFC License Details (ID 98331)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Yuanta Securities (Hong Kong) Company Limited	Rep	Dealing in futures contracts	2020-02-24	-
	Rep	Dealing in securities	2017-12-01	-
Rich Union Securities (H.K.) Limited	Rep	Advising on securities	2007-07-04	2011-08-11
	Rep	Dealing in securities	2007-07-04	2017-09-30
GRAND CATHAY SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2005-03-07	2005-03-07
	Rep	Dealing in securities	2005-03-07	2006-02-23