Personnel Hong Kong SFC License Details (ID 98340)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Yuanta Securities (Hong Kong) Company Limited	Rep	Advising on securities	2018-08-20	-
	Rep	Dealing in futures contracts	2018-08-20	-
	Rep	Dealing in securities	2018-08-20	-
Rich Union Securities (H.K.) Limited	Rep	Advising on securities	2007-07-04	2011-08-11
	Rep	Dealing in securities	2007-07-04	2018-07-31