| BIN YUAN CAPITAL LIMITED | RO | Advising on securities | 2021-03-17 | 2026-08-31 |
| RO | Asset management | 2021-03-17 | 2026-08-31 |
| Rep | Advising on securities | 2016-09-23 | 2021-03-17 |
| Rep | Asset management | 2016-09-23 | 2021-03-17 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2015-01-13 | 2015-12-09 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2015-01-13 | 2015-12-09 |
| China Securities (International) Brokerage Company Limited | Rep | Advising on futures contracts | 2014-11-11 | 2015-01-03 |
| Rep | Dealing in futures contracts | 2014-11-11 | 2015-01-03 |
| Rep | Advising on securities | 2014-10-17 | 2015-01-03 |
| Rep | Dealing in securities | 2014-10-17 | 2015-01-03 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2012-07-05 | 2013-08-15 |
| CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2012-07-05 | 2013-08-15 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2012-07-05 | 2013-08-15 |
| Rich Union Securities (H.K.) Limited | Rep | Dealing in securities | 2010-10-21 | 2012-05-31 |
| CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2010-05-25 | 2010-10-20 |
| OKACHI (HONG KONG) COMPANY LIMITED | Rep | Dealing in futures contracts | 2010-01-12 | 2010-04-09 |
| OKACHI INVESTMENTS (HK) COMPANY LIMITED | Rep | Dealing in securities | 2010-01-12 | 2010-04-09 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-05-07 | 2009-07-27 |
| KGI ASIA LIMITED | Rep | Advising on securities | 2009-03-09 | 2009-07-27 |
| Rep | Dealing in securities | 2009-03-09 | 2009-07-27 |
| MANGO FINANCIAL LIMITED | Rep | Advising on corporate finance | 2007-11-28 | 2009-01-22 |
| Rep | Asset management | 2007-11-28 | 2009-01-22 |
| Rep | Dealing in securities | 2007-11-28 | 2009-01-22 |
| Rep | Advising on securities | 2007-11-22 | 2009-01-22 |
| Lion Global Financial Limited | Rep | Advising on securities | 2007-04-27 | 2007-11-09 |