Ng, Ting Wai (SFC:AOV642) 伍庭瑋

Key Data Licences & registrations Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merit Asset Management Limited	RO	Advising on securities	2026-11-11	-
	RO	Asset management	2026-11-11	-
	Rep	Advising on securities	2026-10-08	2026-11-11
	Rep	Asset management	2026-10-08	2026-11-11
BIN YUAN CAPITAL LIMITED	RO	Advising on securities	2021-03-17	2026-08-31
	RO	Asset management	2021-03-17	2026-08-31
	Rep	Advising on securities	2016-09-23	2021-03-17
	Rep	Asset management	2016-09-23	2021-03-17
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2015-01-13	2015-12-09
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2015-01-13	2015-12-09
China Securities (International) Brokerage Company Limited	Rep	Advising on futures contracts	2014-11-11	2015-01-03
	Rep	Dealing in futures contracts	2014-11-11	2015-01-03
	Rep	Advising on securities	2014-10-17	2015-01-03
	Rep	Dealing in securities	2014-10-17	2015-01-03
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2012-07-05	2013-08-15
CES Forex (HK) Limited	Rep	Leveraged foreign exchange trading	2012-07-05	2013-08-15
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2012-07-05	2013-08-15
Rich Union Securities (H.K.) Limited	Rep	Dealing in securities	2010-10-21	2012-05-31
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2010-05-25	2010-10-20
OKACHI (HONG KONG) COMPANY LIMITED	Rep	Dealing in futures contracts	2010-01-12	2010-04-09
OKACHI INVESTMENTS (HK) COMPANY LIMITED	Rep	Dealing in securities	2010-01-12	2010-04-09
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2009-05-07	2009-07-27
KGI ASIA LIMITED	Rep	Advising on securities	2009-03-09	2009-07-27
	Rep	Dealing in securities	2009-03-09	2009-07-27
MANGO FINANCIAL LIMITED	Rep	Advising on corporate finance	2007-11-28	2009-01-22
	Rep	Asset management	2007-11-28	2009-01-22
	Rep	Dealing in securities	2007-11-28	2009-01-22
	Rep	Advising on securities	2007-11-22	2009-01-22
Lion Global Financial Limited	Rep	Advising on securities	2007-04-27	2007-11-09

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.