| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| MizMaa Ventures Limited | RO | Advising on securities | 2022-11-18 | - |
| RO | Asset management | 2022-11-18 | - | |
| RO | Dealing in securities | 2022-11-18 | - | |
| FIRST SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2014-12-05 | 2022-10-31 |
| Rep | Asset management | 2014-08-01 | 2022-10-31 | |
| Cornucopiae Asset Management Limited | Rep | Asset management | 2014-03-25 | 2014-04-30 |
| Yuanta Securities (Hong Kong) Company Limited | RO | Advising on securities | 2010-03-05 | 2011-09-30 |
| RO | Dealing in securities | 2010-03-05 | 2011-09-30 | |
| Rep | Advising on securities | 2009-08-03 | 2010-03-05 | |
| Rep | Dealing in securities | 2009-08-03 | 2010-03-05 | |
| Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2003-04-01 | 2003-10-17 |
| Rep | Advising on securities | 2003-04-01 | 2003-10-17 | |
| Rep | Asset management | 2003-04-01 | 2003-10-17 | |
| Rep | Providing automated trading services | 2003-04-01 | 2003-10-17 | |
| Rep | Dealing in securities | 2003-04-01 | 2008-11-21 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2003-10-13 |
| Rep | Asset management | 2003-04-01 | 2003-10-13 | |
| Rep | Dealing in futures contracts | 2003-04-01 | 2008-11-21 |
No HKMA registrations in the collected records.