| ARK GROUP HOLDINGS (HONG KONG) LIMITED | RO | Advising on securities | 2018-12-03 | 2020-06-30 |
| RO | Asset management | 2018-12-03 | 2020-06-30 |
| RO | Dealing in securities | 2018-12-03 | 2020-06-30 |
| Rep | Advising on securities | 2017-12-12 | 2018-12-03 |
| Rep | Asset management | 2017-12-12 | 2018-12-03 |
| Rep | Dealing in securities | 2017-12-12 | 2018-12-03 |
| China Enterprise Securities Company Limited | RO | Advising on securities | 2016-11-15 | 2017-03-07 |
| RO | Dealing in securities | 2016-11-15 | 2017-03-07 |
| Rep | Advising on securities | 2016-10-04 | 2016-11-15 |
| Rep | Dealing in securities | 2016-10-04 | 2016-11-15 |
| Rep | Asset management | 2016-10-04 | 2017-03-07 |
| FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2016-07-08 | 2016-07-19 |
| Rep | Asset management | 2016-07-08 | 2016-07-19 |
| Rep | Dealing in securities | 2016-07-08 | 2016-07-19 |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Advising on futures contracts | 2014-05-15 | 2016-03-04 |
| Rep | Dealing in futures contracts | 2014-05-15 | 2016-03-04 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | RO | Advising on securities | 2014-01-21 | 2016-03-04 |
| RO | Dealing in securities | 2014-01-21 | 2016-03-04 |
| Rep | Advising on securities | 2013-12-03 | 2014-01-21 |
| Rep | Dealing in securities | 2013-12-03 | 2014-01-21 |
| Yuanta Securities (Hong Kong) Company Limited | RO | Advising on securities | 2009-08-11 | 2012-01-01 |
| RO | Dealing in securities | 2009-08-11 | 2012-01-01 |
| Rep | Advising on securities | 2008-10-27 | 2009-08-11 |
| Rep | Dealing in securities | 2008-09-16 | 2009-08-11 |
| Credit Agricole Securities (Asia) Limited | Rep | Dealing in securities | 2007-06-26 | 2008-09-03 |