Hu, Xiaoyan (SFC:AVK473) 胡小燕

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in securities	2024-12-09	-
BOCI SECURITIES LIMITED	Rep	Dealing in securities	2015-09-04	2021-01-27
BOCOM International Securities Limited	Rep	Dealing in securities	2012-08-22	2015-08-14
Yuanta Securities (Hong Kong) Company Limited	Rep	Advising on securities	2010-06-25	2012-06-29
	Rep	Dealing in securities	2010-06-25	2012-06-29

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in securities	2024-12-09	-
BOCI SECURITIES LIMITED	Rep	Dealing in securities	2015-09-04	2021-01-27
BOCOM International Securities Limited	Rep	Dealing in securities	2012-08-22	2015-08-14
Yuanta Securities (Hong Kong) Company Limited	Rep	Advising on securities	2010-06-25	2012-06-29
	Rep	Dealing in securities	2010-06-25	2012-06-29

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.