Kwok, Samuel Ming Sum 郭銘琛

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FITCH (HONG KONG) LIMITED	RO	Providing credit rating services	2022-08-02	-
	Rep	Providing credit rating services	2016-11-01	2022-08-02
Yuanta Securities (Hong Kong) Company Limited	Rep	Advising on securities	2010-07-09	2014-07-04

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FITCH (HONG KONG) LIMITED	RO	Providing credit rating services	2022-08-02	-
	Rep	Providing credit rating services	2016-11-01	2022-08-02
Yuanta Securities (Hong Kong) Company Limited	Rep	Advising on securities	2010-07-09	2014-07-04

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.