| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| MIZUHO SECURITIES ASIA LIMITED | Rep | Asset management | 2018-08-02 | - |
| Rep | Dealing in securities | 2018-08-02 | - | |
| Yuanta Securities (Hong Kong) Company Limited | RO | Dealing in securities | 2018-06-27 | 2018-07-21 |
| Rep | Dealing in futures contracts | 2015-09-22 | 2018-07-21 | |
| Rep | Advising on securities | 2010-03-24 | 2018-07-21 | |
| Rep | Dealing in securities | 2008-09-12 | 2018-06-27 | |
| BEAR STEARNS ASIA LIMITED | Rep | Dealing in futures contracts | 2007-04-10 | 2008-06-01 |
| Rep | Dealing in securities | 2007-02-28 | 2008-06-01 | |
| NORTHERN TRUST COMPANY OF HONG KONG LIMITED, THE | Rep | Dealing in securities | 2003-07-30 | 2006-12-11 |
No HKMA registrations in the collected records.