Personnel Hong Kong SFC License Details (ID 98380)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Yuanta Securities (Hong Kong) Company Limited	Rep	Advising on securities	2009-09-18	-
	Rep	Dealing in securities	2009-09-18	-
DWS Investments Hong Kong Limited	Rep	Advising on securities	2008-04-02	2008-12-05
	Rep	Dealing in securities	2008-04-02	2008-12-05