Wong, Arthur Chi To 黃志滔 Hong Kong SFC License Details (ID 98394)

Wong, Arthur Chi To 黃志滔 Hong Kong SFC License Details (ID 98394)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Liquidnet Asia Limited	Rep	Providing automated trading services	2019-04-03	-
	Rep	Dealing in securities	2019-03-21	-
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Dealing in securities	2017-10-06	2019-03-01
CGS International Securities Hong Kong Limited	Rep	Dealing in securities	2014-05-12	2017-09-29
Yuanta Securities (Hong Kong) Company Limited	Rep	Dealing in securities	2008-09-17	2014-04-30
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2006-07-20	2008-09-15
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Dealing in securities	2006-05-23	2008-09-15