Personnel Hong Kong SFC License Details (ID 98395)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Advising on securities	2020-09-17	2024-06-14
Jefferies Hong Kong Limited	Rep	Advising on securities	2014-10-22	2019-08-23
KGI ASIA LIMITED	Rep	Advising on securities	2012-12-14	2014-10-09
Yuanta Securities (Hong Kong) Company Limited	Rep	Advising on securities	2009-03-13	2012-11-16
FOCUS ASSET MANAGEMENT COMPANY LIMITED	RO	Asset management	2008-04-24	2008-12-31