Personnel Hong Kong SFC License Details (ID 98398)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ABCI CAPITAL LIMITED	RO	Advising on corporate finance	2017-09-13	-
	RO	Dealing in securities	2017-09-13	-
	Rep	Advising on corporate finance	2017-05-09	2017-09-13
	Rep	Dealing in securities	2017-05-09	2017-09-13
Yuanta Securities (Hong Kong) Company Limited	RO	Advising on corporate finance	2016-10-25	2017-04-19
	RO	Advising on securities	2016-10-25	2017-04-19
	RO	Asset management	2016-10-25	2017-04-19
	RO	Dealing in securities	2016-10-25	2017-04-19
	Rep	Advising on securities	2015-04-23	2016-10-25
	Rep	Asset management	2015-04-23	2016-10-25
	Rep	Dealing in securities	2011-06-02	2016-10-25
	Rep	Advising on corporate finance	2011-03-04	2016-10-25
	RO	Advising on corporate finance	2007-11-30	2011-03-04
	Rep	Advising on corporate finance	2006-07-10	2007-11-30
CNI GLOBAL CAPITAL LIMITED	Rep	Advising on corporate finance	2004-02-02	2006-04-01
Optima Capital Limited	Rep	Advising on corporate finance	2003-10-06	2004-05-07
MIB SECURITIES (HONG KONG) LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-07-09
	Rep	Advising on securities	2003-04-01	2003-07-09
	Rep	Asset management	2003-04-01	2003-07-09
	Rep	Dealing in securities	2003-04-01	2006-04-01