Personnel Hong Kong SFC License Details (ID 98399)

Personnel Hong Kong SFC License Details (ID 98399)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA EVERBRIGHT CAPITAL LIMITED	RO	Advising on corporate finance	2026-03-25	-
BETA GLOBAL CAPITAL LIMITED	RO	Advising on corporate finance	2024-05-08	2026-01-30
	Rep	Advising on corporate finance	2024-03-26	2024-05-08
SHANXI SECURITIES INTERNATIONAL CAPITAL LIMITED	RO	Advising on corporate finance	2022-04-20	2023-11-23
	Rep	Advising on corporate finance	2022-02-23	2022-04-20
BETA GLOBAL CAPITAL LIMITED	RO	Advising on corporate finance	2019-08-09	2022-01-31
	Rep	Advising on corporate finance	2019-03-01	2019-08-09
CLC International Limited	RO	Advising on corporate finance	2016-10-11	2019-02-19
	Rep	Dealing in securities	2014-02-04	2019-02-19
	Rep	Advising on corporate finance	2012-12-19	2016-10-11
Yuanta Securities (Hong Kong) Company Limited	Rep	Advising on corporate finance	2011-01-11	2012-09-29