Personnel Hong Kong SFC License Details (ID 98404)

Personnel Hong Kong SFC License Details (ID 98404)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GET NICE ASSET MANAGEMENT LIMITED	RO	Advising on securities	2025-03-17	-
	RO	Asset management	2025-01-17	-
GET NICE SECURITIES LIMITED	RO	Asset management	2025-01-17	-
	RO	Advising on securities	2024-11-07	-
	RO	Dealing in securities	2024-11-07	-
GET NICE ASSET MANAGEMENT LIMITED	Rep	Asset management	2021-06-03	2025-01-17
	Rep	Advising on securities	2021-06-03	2025-03-17
GET NICE SECURITIES LIMITED	Rep	Advising on securities	2021-01-22	2024-11-07
	Rep	Dealing in securities	2021-01-22	2024-11-07
	Rep	Asset management	2021-01-22	2025-01-17
GET NICE ASSET MANAGEMENT LIMITED	Rep	Asset management	2019-01-16	2019-09-19
GET NICE SECURITIES LIMITED	Rep	Asset management	2019-01-16	2019-09-19
	RO	Advising on securities	2018-04-04	2019-09-19
	RO	Dealing in securities	2018-04-04	2019-09-19
YUE XIU SECURITIES COMPANY LIMITED	RO	Advising on securities	2012-02-10	2017-03-31
	RO	Dealing in securities	2012-02-10	2017-03-31
	Rep	Advising on securities	2008-02-15	2012-02-10
	Rep	Dealing in securities	2008-02-15	2012-02-10