Mok, Hiu Lam 莫曉籃
SFC ID:AJE368
| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Polo Elite Capital Limited | RO | Advising on securities | 2026-01-14 | - |
| RO | Asset management | 2026-01-14 | - | |
| Polaris Capital Limited | RO | Advising on securities | 2024-08-22 | 2025-08-07 |
| RO | Asset management | 2024-08-22 | 2025-08-07 | |
| RO | Dealing in securities | 2024-08-22 | 2025-08-07 | |
| KHG Asset Management Limited | RO | Advising on securities | 2022-08-15 | 2024-01-01 |
| RO | Asset management | 2022-08-15 | 2024-01-01 | |
| RO | Dealing in securities | 2022-08-15 | 2024-01-01 | |
| CAITONG INTERNATIONAL SECURITIES CO., LIMITED | Rep | Dealing in securities | 2021-11-11 | 2022-07-31 |
| CMB INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2020-11-23 | 2021-11-01 |
| CMB International Securities Limited | Rep | Dealing in securities | 2020-11-23 | 2021-11-01 |
| Renco Investments Limited | RO | Advising on securities | 2019-06-04 | 2020-07-30 |
| RO | Asset management | 2019-06-04 | 2020-07-30 | |
| Rep | Advising on securities | 2019-05-24 | 2019-06-04 | |
| Rep | Asset management | 2019-05-24 | 2019-06-04 | |
| LIONHEART LIMITED | RO | Advising on securities | 2018-06-27 | 2018-12-31 |
| RO | Asset management | 2018-06-27 | 2018-12-31 | |
| Leading Securities Company Limited | RO | Advising on securities | 2017-06-29 | 2017-11-01 |
| RO | Dealing in securities | 2017-06-29 | 2017-11-01 | |
| Rep | Advising on securities | 2017-04-27 | 2017-06-29 | |
| Rep | Dealing in securities | 2017-04-27 | 2017-06-29 | |
| Azure Lion International Securities Company Limited | RO | Dealing in securities | 2016-11-04 | 2017-04-22 |
| Rep | Dealing in securities | 2016-09-29 | 2016-11-04 | |
| Zhonghao International Futures Co., Limited | Rep | Dealing in futures contracts | 2016-09-29 | 2017-04-22 |
| DONGXING SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Dealing in securities | 2016-08-22 | 2016-09-15 |
| CINDA INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2014-12-02 | 2016-08-15 |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2014-12-02 | 2016-08-15 |
| YUE XIU ASSET MANAGEMENT LIMITED | Rep | Asset management | 2014-09-15 | 2014-11-21 |
| YUE XIU FUTURES COMPANY LIMITED | Rep | Advising on futures contracts | 2014-03-03 | 2014-11-21 |
| Rep | Dealing in futures contracts | 2014-03-03 | 2014-11-21 | |
| YUE XIU SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2014-03-03 | 2014-11-21 |
| Rep | Dealing in securities | 2010-12-22 | 2014-11-21 | |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2007-08-16 | 2010-02-19 |
| EAST ASIA SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2003-09-29 | 2007-06-01 |