Personnel Hong Kong SFC License Details (ID 98411)

Personnel Hong Kong SFC License Details (ID 98411)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GUOYUAN ASSET MANAGEMENT (HONG KONG) LIMITED	RO	Advising on securities	2017-09-26	-
	RO	Asset management	2017-09-26	-
	Rep	Advising on securities	2017-08-24	2017-09-26
	Rep	Asset management	2017-08-24	2017-09-26
ZHONGTAI INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2017-05-25	2017-08-01
	Rep	Asset management	2017-05-25	2017-08-01
YUE XIU ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2016-06-06	2017-05-06
	Rep	Asset management	2011-06-09	2017-05-06
YUE XIU SECURITIES COMPANY LIMITED	Rep	Advising on securities	2010-12-08	2016-05-20
	Rep	Dealing in securities	2010-12-08	2017-05-06