Personnel Hong Kong SFC License Details (ID 98420)

Personnel Hong Kong SFC License Details (ID 98420)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Modus Asset Management Limited	RO	Asset management	2015-09-10	2021-08-31
ZEAL ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2010-10-05	2014-12-08
	Rep	Asset management	2010-10-05	2014-12-08
Nomura Asset Management Hong Kong Limited	Rep	Advising on securities	2007-07-09	2008-09-09
	Rep	Asset management	2007-07-09	2008-09-09
PRIME CAPITAL MANAGEMENT COMPANY LIMITED	Rep	Advising on securities	2005-08-09	2007-01-29
	Rep	Asset management	2005-08-09	2007-01-29
CGS International Securities Hong Kong Limited	Rep	Dealing in securities	2003-04-14	2005-07-11