| Everest (Hong Kong) Securities Limited | RO | Dealing in securities | 2025-06-19 | - |
| GIGA (HONG KONG) LIMITED | RO | Advising on securities | 2023-05-15 | - |
| RO | Asset management | 2023-05-15 | - |
| Vantum Asset Management Limited | RO | Advising on securities | 2022-04-21 | 2023-04-28 |
| RO | Asset management | 2022-04-21 | 2023-04-28 |
| Rep | Advising on securities | 2022-03-08 | 2022-04-21 |
| Rep | Asset management | 2022-03-08 | 2022-04-21 |
| Blackhorn Wealth Management Limited | RO | Advising on securities | 2020-09-23 | 2022-02-19 |
| RO | Asset management | 2020-09-23 | 2022-02-19 |
| Rep | Advising on securities | 2020-09-22 | 2020-09-23 |
| Rep | Asset management | 2020-09-22 | 2020-09-23 |
| ALTAIR CAPITAL LIMITED (HK) | RO | Advising on securities | 2016-11-03 | 2020-06-05 |
| RO | Asset management | 2016-11-03 | 2020-06-05 |
| DATANG FINANCIAL HOLDING CO., LIMITED | RO | Advising on securities | 2015-11-11 | 2016-11-01 |
| RO | Asset management | 2015-11-11 | 2016-11-01 |
| GUODU SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2012-12-28 | 2014-11-10 |
| Rep | Dealing in securities | 2012-12-28 | 2014-11-10 |
| GUODU FUTURES (HONG KONG) LIMITED | RO | Advising on futures contracts | 2012-12-04 | 2014-11-10 |
| RO | Dealing in futures contracts | 2012-12-04 | 2014-11-10 |
| CCTIC International Limited | RO | Asset management | 2012-08-07 | 2014-11-10 |
| Rep | Asset management | 2012-06-21 | 2012-08-07 |
| Zhonghao International Futures Co., Limited | RO | Asset management | 2012-02-22 | 2012-05-11 |
| RO | Dealing in futures contracts | 2011-06-09 | 2012-05-11 |
| Rep | Dealing in futures contracts | 2009-08-13 | 2011-06-09 |
| CES International Commodities (HK) Limited | Rep | Dealing in futures contracts | 2008-06-23 | 2009-07-07 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2008-06-23 | 2009-07-07 |