| BMF Asset Management Limited | RO | Asset management | 2016-04-15 | 2017-05-15 |
| RO | Asset management | 2015-07-03 | 2016-02-29 |
| GRT Capital Management Limited | RO | Advising on futures contracts | 2015-03-16 | 2015-07-02 |
| RO | Asset management | 2015-03-16 | 2015-07-02 |
| Central Universe Futures Limited | RO | Advising on futures contracts | 2014-02-07 | 2015-03-06 |
| RO | Dealing in futures contracts | 2014-02-07 | 2015-03-06 |
| Zhonghao International Investment Consulting Co., Limited | RO | Advising on futures contracts | 2013-05-08 | 2013-12-06 |
| Zhonghao International Futures Co., Limited | RO | Asset management | 2013-04-29 | 2013-12-06 |
| RO | Advising on futures contracts | 2011-03-10 | 2013-07-02 |
| RO | Dealing in futures contracts | 2010-05-31 | 2013-12-06 |
| Rep | Dealing in futures contracts | 2010-04-15 | 2010-05-31 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2003-12-30 | 2004-06-07 |
| Rep | Leveraged foreign exchange trading | 2003-12-30 | 2004-06-07 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2003-12-30 | 2004-06-07 |