Personnel Hong Kong SFC License Details (ID 98429)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Greenland (Asia) Securities Co., Limited	RO	Advising on securities	2025-01-28	2025-06-16
	RO	Asset management	2025-01-28	2025-06-16
Peakwater Management Limited	RO	Advising on securities	2022-04-28	2024-04-30
	RO	Asset management	2022-04-28	2024-04-30
All Out Life Limited	RO	Advising on securities	2020-03-10	2020-07-12
	RO	Asset management	2020-03-10	2020-07-12
	RO	Dealing in securities	2020-03-10	2020-07-12
FULBRIGHT SECURITIES LIMITED	RO	Advising on securities	2018-05-29	2019-02-28
FULBRIGHT FUTURES LIMITED	RO	Advising on futures contracts	2017-11-29	2019-02-28
FULBRIGHT ASSET MANAGEMENT LIMITED	RO	Asset management	2014-11-27	2019-02-28
FULBRIGHT FUTURES LIMITED	RO	Dealing in futures contracts	2014-11-27	2019-02-28
FULBRIGHT SECURITIES LIMITED	RO	Dealing in securities	2014-11-27	2019-02-28
FULBRIGHT ASSET MANAGEMENT LIMITED	Rep	Asset management	2014-09-26	2014-11-27
FULBRIGHT FUTURES LIMITED	Rep	Dealing in futures contracts	2014-09-26	2014-11-27
FULBRIGHT SECURITIES LIMITED	Rep	Dealing in securities	2014-09-26	2014-11-27
QUANTSMILE (HK) LIMITED	RO	Asset management	2013-10-16	2014-09-18
T G SECURITIES LIMITED	RO	Dealing in futures contracts	2013-10-16	2014-09-18
	RO	Dealing in securities	2013-10-16	2014-09-18
QUANTSMILE (HK) LIMITED	Rep	Asset management	2013-08-06	2013-10-16
T G SECURITIES LIMITED	Rep	Dealing in futures contracts	2013-08-06	2013-10-16
	Rep	Dealing in securities	2013-08-06	2013-10-16
QUANTSMILE (HK) LIMITED	RO	Asset management	2013-02-19	2013-05-31
T G SECURITIES LIMITED	RO	Dealing in futures contracts	2013-02-19	2013-05-31
	RO	Dealing in securities	2013-02-19	2013-05-31
QUANTSMILE (HK) LIMITED	Rep	Asset management	2012-12-27	2013-02-19
T G SECURITIES LIMITED	Rep	Dealing in futures contracts	2012-12-27	2013-02-19
	Rep	Dealing in securities	2012-12-27	2013-02-19
Zhonghao International Futures Co., Limited	RO	Asset management	2012-05-15	2012-11-23
	RO	Dealing in futures contracts	2012-03-21	2012-11-23
	Rep	Dealing in futures contracts	2011-08-12	2012-03-21
SOUTH CHINA COMMODITIES LIMITED	Rep	Dealing in futures contracts	2011-02-16	2011-08-02
SOUTH CHINA SECURITIES LIMITED	Rep	Dealing in securities	2011-02-16	2011-08-02
CMT ADVISORS ASIA LIMITED	Rep	Asset management	2008-04-18	2009-01-31
Daiwa Capital Markets Hong Kong Limited	Rep	Dealing in securities	2007-11-20	2008-01-29
	Rep	Dealing in futures contracts	2007-11-01	2008-01-29
Yuanta Asia Investment (Hong Kong) Limited	Rep	Dealing in futures contracts	2006-12-12	2007-10-26