| Forthright Capital Management Limited | RO | Asset management | 2026-01-12 | - |
| FORTHRIGHT SECURITIES COMPANY LIMITED | RO | Advising on futures contracts | 2019-08-23 | - |
| RO | Advising on securities | 2019-08-23 | - |
| RO | Dealing in futures contracts | 2019-08-23 | - |
| RO | Dealing in securities | 2019-08-23 | - |
| CENTRAL WEALTH FUTURES LIMITED | RO | Advising on futures contracts | 2017-01-26 | 2019-04-30 |
| RO | Dealing in futures contracts | 2017-01-26 | 2019-04-30 |
| CENTRAL WEALTH SECURITIES INVESTMENT LIMITED | RO | Advising on securities | 2017-01-26 | 2019-04-30 |
| RO | Dealing in securities | 2017-01-26 | 2019-04-30 |
| Central Universe Futures Limited | RO | Dealing in futures contracts | 2016-06-14 | 2017-01-06 |
| Rep | Dealing in futures contracts | 2016-05-04 | 2016-06-14 |
| CSC SECURITIES (HK) LIMITED | RO | Dealing in securities | 2015-09-02 | 2016-01-04 |
| CSC FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2014-12-03 | 2016-01-04 |
| CSC SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2014-12-03 | 2015-09-02 |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2014-11-14 | 2014-11-23 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2014-08-15 | 2014-11-23 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2014-08-15 | 2014-11-23 |
| BOCOM International Securities Limited | Rep | Dealing in securities | 2012-12-07 | 2014-08-03 |
| Rep | Dealing in futures contracts | 2012-11-01 | 2014-08-03 |
| Zhonghao International Futures Co., Limited | Rep | Dealing in futures contracts | 2011-06-27 | 2012-10-17 |