Personnel Hong Kong SFC License Details (ID 98432)

Personnel Hong Kong SFC License Details (ID 98432)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ZHESHANG INTERNATIONAL FINANCIAL HOLDINGS CO., LIMITED	RO	Asset management	2026-04-09	-
	Rep	Asset management	2023-09-11	2026-04-09
	RO	Advising on securities	2021-09-27	-
	RO	Dealing in securities	2021-09-27	-
	Rep	Advising on securities	2019-04-12	2021-09-27
	Rep	Dealing in securities	2019-04-12	2021-09-27
	RO	Advising on futures contracts	2016-03-09	-
	RO	Dealing in futures contracts	2016-03-09	-
Azure Lion International Securities Company Limited	Rep	Dealing in securities	2015-09-10	2015-10-22
Zhonghao International Futures Co., Limited	RO	Asset management	2014-05-19	2015-10-22
Zhonghao International Investment Consulting Co., Limited	RO	Advising on futures contracts	2014-05-19	2015-10-22
Zhonghao International Futures Co., Limited	RO	Dealing in futures contracts	2014-03-31	2015-10-22
	Rep	Asset management	2013-01-31	2014-05-19
	Rep	Dealing in futures contracts	2011-02-24	2014-03-31