Personnel Hong Kong SFC License Details (ID 98437)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ABAX GLOBAL CAPITAL (HONG KONG) LIMITED	RO	Asset management	2013-09-30	2014-12-31
	Rep	Asset management	2011-01-06	2013-09-30
ORION INVESTMENT MANAGEMENT LIMITED	Rep	Advising on securities	2009-11-24	2010-04-30
BARCLAYS CAPITAL ASIA LIMITED	RO	Advising on securities	2007-11-23	2008-02-22
	Rep	Advising on securities	2006-01-09	2007-11-23
LEHMAN BROTHERS ASIA LIMITED	Rep	Advising on securities	2005-01-20	2005-09-20