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Personnel - Public Disciplinary Actions | HK SFC Licensed Personnel (ID 98473)
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Public Disciplinary Actions
SFC bans Fonia Kwok Lai Kwan for 12 months
SFC, 27-Aug-2018
This follows her earlier conviction for unlicensed asset management along with Lawrence Ho Man Chung.
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Fonia Kwok Lai Kwan & Lawrence Ho Man Chung convicted of unlicensed asset management
SFC, 24-Aug-2017
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