Personnel Hong Kong SFC License Details (ID 98508)

Personnel Hong Kong SFC License Details (ID 98508)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Motilal Oswal Capital Markets (Hong Kong) Private Limited	RO	Advising on securities	2014-06-24	-
Anand Rathi Financial Services (HK) Limited	RO	Dealing in securities	2010-08-31	2011-09-30
Aetas Global Markets Limited	RO	Dealing in futures contracts	2008-05-30	2009-10-23
PARRY CAPITAL MANAGEMENT LIMITED	RO	Asset management	2007-09-24	2010-08-02
Aetas Global Markets Limited	RO	Dealing in securities	2005-10-26	2009-10-23
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2004-04-27	2004-11-27
	Rep	Dealing in securities	2003-10-17	2004-12-10
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2003-04-01	2003-10-10
	Rep	Advising on securities	2003-04-01	2003-10-10
	Rep	Asset management	2003-04-01	2003-10-10
	Rep	Providing automated trading services	2003-04-01	2003-10-10
	Rep	Dealing in securities	2003-04-01	2004-12-10