Personnel Hong Kong SFC License Details (ID 98511)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SM Investment Advisors Limited	RO	Asset management	2014-12-03	2021-11-01
GEOMATRIX (H.K.) LIMITED	Rep	Asset management	2012-01-16	2014-12-01
Anand Rathi Financial Services (HK) Limited	RO	Dealing in securities	2010-10-14	2011-09-30
LLOYD BAUGHAN LIMITED	Rep	Asset management	2007-03-20	2008-12-15