Yu, Bernard Ka Ho 余家豪

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NATIXIS ASIA LIMITED	Rep	Advising on securities	2021-05-12	2025-02-27
	Rep	Dealing in futures contracts	2021-05-12	2025-02-27
	Rep	Dealing in securities	2021-05-12	2025-02-27
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2020-09-01	2021-04-30
	RO	Dealing in securities	2019-09-03	2020-09-01
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2018-07-20	2021-04-30
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2018-07-20	2019-09-03
	Rep	Advising on securities	2018-07-20	2021-04-30
ICBC INTERNATIONAL SECURITIES LIMITED	RO	Advising on securities	2017-08-25	2018-06-19
	RO	Dealing in securities	2017-08-25	2018-06-19
ICBC INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2016-12-23	2018-06-19
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	Advising on securities	2016-07-21	2017-08-25
	Rep	Dealing in securities	2016-07-21	2017-08-25
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2016-03-09	2016-06-27
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2014-01-10	2016-06-27
	Rep	Dealing in securities	2013-12-04	2016-06-27
HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED	Rep	Advising on futures contracts	2012-02-09	2013-11-15
	Rep	Advising on securities	2012-02-09	2013-11-15
	Rep	Asset management	2012-02-09	2013-11-15
HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on futures contracts	2012-02-09	2013-11-15
	Rep	Advising on securities	2012-02-09	2013-11-15
	Rep	Asset management	2012-02-09	2013-11-15
HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED	Rep	Advising on securities	2012-02-09	2013-11-15
	Rep	Asset management	2012-02-09	2013-11-15
AQUITAINE INVESTMENT ADVISORS LIMITED	Rep	Asset management	2010-05-24	2012-01-06
PACIFIC GROUP LIMITED, THE	Rep	Asset management	2008-04-23	2008-11-30

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NATIXIS ASIA LIMITED	Rep	Advising on securities	2021-05-12	2025-02-27
	Rep	Dealing in futures contracts	2021-05-12	2025-02-27
	Rep	Dealing in securities	2021-05-12	2025-02-27
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2020-09-01	2021-04-30
	RO	Dealing in securities	2019-09-03	2020-09-01
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2018-07-20	2021-04-30
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2018-07-20	2019-09-03
	Rep	Advising on securities	2018-07-20	2021-04-30
ICBC INTERNATIONAL SECURITIES LIMITED	RO	Advising on securities	2017-08-25	2018-06-19
	RO	Dealing in securities	2017-08-25	2018-06-19
ICBC INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2016-12-23	2018-06-19
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	Advising on securities	2016-07-21	2017-08-25
	Rep	Dealing in securities	2016-07-21	2017-08-25
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2016-03-09	2016-06-27
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2014-01-10	2016-06-27
	Rep	Dealing in securities	2013-12-04	2016-06-27
HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED	Rep	Advising on futures contracts	2012-02-09	2013-11-15
	Rep	Advising on securities	2012-02-09	2013-11-15
	Rep	Asset management	2012-02-09	2013-11-15
HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on futures contracts	2012-02-09	2013-11-15
	Rep	Advising on securities	2012-02-09	2013-11-15
	Rep	Asset management	2012-02-09	2013-11-15
HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED	Rep	Advising on securities	2012-02-09	2013-11-15
	Rep	Asset management	2012-02-09	2013-11-15
AQUITAINE INVESTMENT ADVISORS LIMITED	Rep	Asset management	2010-05-24	2012-01-06
PACIFIC GROUP LIMITED, THE	Rep	Asset management	2008-04-23	2008-11-30