Personnel Hong Kong SFC License Details (ID 9852)

Personnel Hong Kong SFC License Details (ID 9852)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Zijing Capital Limited	Rep	Advising on corporate finance	2009-06-24	2009-08-24
CITIC SECURITIES CORPORATE FINANCE (HK) LIMITED	RO	Advising on securities	2007-08-01	2009-04-01
	RO	Advising on corporate finance	2007-01-26	2009-04-01
	RO	Dealing in securities	2007-01-26	2009-04-01
	Rep	Advising on corporate finance	2007-01-18	2007-01-26
	Rep	Dealing in securities	2007-01-18	2007-01-26
Absolute Investment Management (HK) Limited	RO	Advising on securities	-	2007-01-06
	RO	Asset management	-	2007-01-06
Joy Silver Limited	RO	Advising on corporate finance	-	2007-01-05
	RO	Dealing in securities	-	2007-01-05