Smith, Paul Henry (1959-09-06)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PEAK CAPITAL LIMITED (b2004-03-30)	Rep	Advising on securities	2020-12-14	2026-08-12
	Rep	Asset management	2020-12-14	2026-08-12
	Rep	Dealing in securities	2020-12-14	2026-08-12
orientiert International Markets Limited	Rep	Advising on securities	2013-05-10	2016-04-11
	Rep	Asset management	2013-05-10	2016-04-11
	Rep	Dealing in securities	2013-05-10	2016-04-11
	RO	Dealing in securities	2007-06-29	2013-05-10
	RO	Advising on securities	2007-01-25	2013-05-10
	RO	Asset management	2007-01-25	2013-05-10
HSBC INSTITUTIONAL TRUST SERVICES (ASIA) LIMITED	Rep	Advising on securities	2003-04-01	2005-01-15
	Rep	Asset management	2003-04-01	2005-01-15
	Rep	Dealing in securities	2003-04-01	2005-01-15

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PEAK CAPITAL LIMITED (b2004-03-30)	Rep	Advising on securities	2020-12-14	2026-08-12
	Rep	Asset management	2020-12-14	2026-08-12
	Rep	Dealing in securities	2020-12-14	2026-08-12
orientiert International Markets Limited	Rep	Advising on securities	2013-05-10	2016-04-11
	Rep	Asset management	2013-05-10	2016-04-11
	Rep	Dealing in securities	2013-05-10	2016-04-11
	RO	Dealing in securities	2007-06-29	2013-05-10
	RO	Advising on securities	2007-01-25	2013-05-10
	RO	Asset management	2007-01-25	2013-05-10
HSBC INSTITUTIONAL TRUST SERVICES (ASIA) LIMITED	Rep	Advising on securities	2003-04-01	2005-01-15
	Rep	Asset management	2003-04-01	2005-01-15
	Rep	Dealing in securities	2003-04-01	2005-01-15