Huang, Xiaoyan (SFC:BJM070) 黃小燕 SFC Licences and HKMA Registrations (ID 9852741)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CMB International Securities Limited	RO	Advising on securities	2026-06-05	-
	RO	Dealing in securities	2026-06-05	-
	Rep	Advising on securities	2026-02-09	2026-06-05
	Rep	Dealing in securities	2026-02-09	2026-06-05
	RO	Advising on securities	2025-07-14	2026-02-09
	RO	Dealing in securities	2025-07-14	2026-02-09
CMB International Capital Limited	Rep	Advising on corporate finance	2019-04-16	2025-02-24
	Rep	Dealing in securities	2019-04-16	2025-02-24
CMB International Securities Limited	Rep	Dealing in securities	2017-05-08	2025-07-14

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.