Personnel Hong Kong SFC License Details (ID 98545)

Personnel Hong Kong SFC License Details (ID 98545)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ATHENA WEALTH MANAGEMENT LIMITED	Rep	Advising on securities	2009-10-13	2011-12-09
	Rep	Asset management	2009-10-13	2011-12-09
HFS ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2005-12-13	2009-09-23
	Rep	Asset management	2005-12-13	2009-09-23
Lion Global Financial Limited	Rep	Advising on securities	2003-11-26	2005-10-21
	Rep	Asset management	2003-11-26	2005-10-21
UKFP (Asia) HK Limited	Rep	Advising on corporate finance	-	2003-09-11
	Rep	Advising on securities	-	2003-09-11
	Rep	Asset management	-	2003-09-11
	Rep	Dealing in securities	-	2003-09-11