Personnel Hong Kong SFC License Details (ID 98554)

Personnel Hong Kong SFC License Details (ID 98554)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FULBRIGHT FUTURES LIMITED	Rep	Dealing in futures contracts	2016-06-01	2026-09-09
FULBRIGHT SECURITIES LIMITED	Rep	Dealing in securities	2016-06-01	2026-09-09
ZHONGTAI INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2015-09-25	2016-05-01
ZHONGTAI INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2015-09-25	2016-05-01
SOUTH CHINA SECURITIES LIMITED	Rep	Dealing in securities	2012-03-19	2015-09-01
ATHENA WEALTH MANAGEMENT LIMITED	Rep	Dealing in securities	2011-08-01	2012-01-30
KGI ASIA LIMITED	Rep	Dealing in securities	2010-08-26	2011-04-01
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2010-08-26	2011-04-01
KGI ASIA LIMITED	Rep	Advising on securities	2008-09-30	2011-04-01