Personnel Hong Kong SFC License Details (ID 98583)

Personnel Hong Kong SFC License Details (ID 98583)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MLB Asset Management Limited	RO	Advising on securities	2016-09-23	-
	RO	Asset management	2015-10-30	-
I-ACCESS INVESTORS LIMITED	Rep	Advising on corporate finance	2014-03-12	2015-04-22
Annum Asset Management (Hong Kong) Limited	Rep	Advising on futures contracts	2014-01-21	2015-04-22
	Rep	Advising on securities	2014-01-21	2015-04-22
	RO	Asset management	2013-07-05	2015-04-22
I-ACCESS INVESTORS LIMITED	Rep	Dealing in futures contracts	2013-01-24	2015-04-22
	Rep	Dealing in securities	2013-01-24	2015-04-22
Beevest Fortune Asset Management Limited	RO	Asset management	2012-08-15	2013-01-07
AXIAL CAPITAL MANAGEMENT LIMITED	Rep	Asset management	2010-12-24	2011-10-31
QUEST STOCKBROKERS (HK) LIMITED	RO	Dealing in securities	2008-01-29	2008-05-03
	Rep	Dealing in securities	2006-06-09	2008-01-29