Personnel SFC Licences and HKMA Registrations (ID 98584)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BALLINGAL INVESTMENT ADVISORS LIMITED	RO	Advising on futures contracts	2004-08-13	-
	RO	Advising on securities	2004-08-13	-
	RO	Asset management	2004-08-13	-

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA records could not be loaded. Please try again later.