Personnel Hong Kong SFC License Details (ID 98585)

Personnel Hong Kong SFC License Details (ID 98585)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
OP INVESTMENT MANAGEMENT LIMITED	Rep	Asset management	2025-07-03	-
Privium Fund Management (HK) Limited	Rep	Asset management	2025-03-03	2025-03-31
Segantii Capital Management Limited	Rep	Asset management	2023-09-14	2024-06-07
Deltroit (Hong Kong) Limited	RO	Advising on securities	2021-02-26	2023-06-13
	RO	Dealing in securities	2020-11-13	2023-06-13
	RO	Asset management	2019-08-16	2023-06-13
City Financial Investment Company (Hong Kong) Limited	RO	Asset management	2013-12-03	2019-08-16
BALLINGAL INVESTMENT ADVISORS LIMITED	RO	Advising on futures contracts	2006-07-19	2013-09-30
	RO	Advising on securities	2006-07-19	2013-09-30
	RO	Asset management	2006-07-19	2013-09-30
	Rep	Advising on futures contracts	2005-11-11	2006-07-19
	Rep	Advising on securities	2005-11-11	2006-07-19
	Rep	Asset management	2005-11-11	2006-07-19