Personnel Hong Kong SFC License Details (ID 98589)

Personnel Hong Kong SFC License Details (ID 98589)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
OP INVESTMENT MANAGEMENT LIMITED	Rep	Asset management	2025-06-23	-
Privium Fund Management (HK) Limited	Rep	Asset management	2025-02-05	2025-03-31
Segantii Capital Management Limited	Rep	Asset management	2023-09-07	2024-06-07
Deltroit (Hong Kong) Limited	RO	Advising on securities	2021-04-21	2023-06-21
	RO	Dealing in securities	2021-04-21	2023-06-21
	RO	Asset management	2019-08-16	2023-06-21
City Financial Investment Company (Hong Kong) Limited	RO	Asset management	2013-12-03	2019-08-16
BALLINGAL INVESTMENT ADVISORS LIMITED	Rep	Advising on futures contracts	2009-09-23	2013-09-30
	Rep	Advising on securities	2009-09-23	2013-09-30
	Rep	Asset management	2009-09-23	2013-09-30
UBS SECURITIES ASIA LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-05-30
	Rep	Advising on securities	2003-04-01	2003-05-30
	Rep	Asset management	2003-04-01	2003-05-30