Personnel Hong Kong SFC License Details (ID 98591)

Personnel Hong Kong SFC License Details (ID 98591)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Jefferies Hong Kong Limited	Rep	Advising on securities	2023-10-26	-
	Rep	Dealing in securities	2018-06-19	-
ASIA PACIFIC INVESTMENT ADVISORS LIMITED	Rep	Advising on securities	2017-01-13	2017-08-31
Argonaut Securities (Asia) Limited	Rep	Advising on securities	2014-02-13	2016-07-18
	Rep	Dealing in securities	2014-02-13	2016-07-18
BALLINGAL INVESTMENT ADVISORS LIMITED	Rep	Advising on futures contracts	2011-03-30	2012-12-31
	Rep	Advising on securities	2011-03-30	2012-12-31
	Rep	Asset management	2011-03-30	2012-12-31