| PROSPER GLOBAL ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2020-12-15 | 2023-06-02 |
| RO | Asset management | 2020-12-15 | 2023-06-02 |
| Rep | Advising on securities | 2020-10-14 | 2020-12-15 |
| Rep | Asset management | 2020-10-14 | 2020-12-15 |
| RAM Investment Advisors Limited | Rep | Advising on securities | 2019-06-24 | 2020-04-08 |
| Rep | Asset management | 2019-06-24 | 2020-04-08 |
| Rep | Dealing in securities | 2019-06-24 | 2020-04-08 |
| Neutral Financial Holding Company Limited | Rep | Advising on corporate finance | 2019-04-02 | 2019-06-10 |
| Rep | Dealing in securities | 2019-04-02 | 2019-06-10 |
| Rep | Advising on securities | 2019-02-28 | 2019-06-10 |
| Rep | Asset management | 2019-02-28 | 2019-06-10 |
| Holly International Asset Management Company Limited | RO | Advising on securities | 2018-08-28 | 2019-02-11 |
| RO | Asset management | 2018-08-28 | 2019-02-11 |
| BALLINGAL INVESTMENT ADVISORS LIMITED | RO | Advising on futures contracts | 2015-09-29 | 2016-02-20 |
| RO | Advising on securities | 2015-09-29 | 2016-02-20 |
| RO | Asset management | 2015-09-29 | 2016-02-20 |
| Rep | Advising on futures contracts | 2010-07-05 | 2015-09-29 |
| Rep | Advising on securities | 2010-07-05 | 2015-09-29 |
| Rep | Asset management | 2010-07-05 | 2015-09-29 |