Personnel Hong Kong SFC License Details (ID 98600)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Wealth Management Cube Limited	RO	Dealing in securities	2015-03-19	2019-04-09
BOCOM MPF &AMP; FINANCIAL SERVICES COMPANY LIMITED	RO	Advising on securities	2012-06-25	2015-01-15
	RO	Dealing in securities	2012-06-25	2015-01-15
BANK OF COMMUNICATIONS TRUSTEE LIMITED	RO	Advising on securities	2005-01-17	2012-10-26
	RO	Dealing in securities	2005-01-17	2012-10-26
	Rep	Advising on securities	-	2005-01-17
	Rep	Dealing in securities	-	2005-01-17