Pang, Nam Wa 彭南華

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCOM MPF &AMP; FINANCIAL SERVICES COMPANY LIMITED	Rep	Advising on securities	2012-08-01	-
	Rep	Dealing in securities	2012-08-01	-
BANK OF COMMUNICATIONS TRUSTEE LIMITED	Rep	Advising on securities	2003-04-01	2012-11-12
	Rep	Dealing in securities	2003-04-01	2012-11-12

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCOM MPF &AMP; FINANCIAL SERVICES COMPANY LIMITED	Rep	Advising on securities	2012-08-01	-
	Rep	Dealing in securities	2012-08-01	-
BANK OF COMMUNICATIONS TRUSTEE LIMITED	Rep	Advising on securities	2003-04-01	2012-11-12
	Rep	Dealing in securities	2003-04-01	2012-11-12

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.