Personnel Hong Kong SFC License Details (ID 98625)

Personnel Hong Kong SFC License Details (ID 98625)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BREVAN HOWARD (HONG KONG) LIMITED	RO	Dealing in securities	2012-09-13	2018-05-10
	RO	Advising on futures contracts	2008-03-12	2018-05-10
	RO	Advising on securities	2008-03-12	2018-05-10
	RO	Asset management	2004-07-12	2020-02-29
Credit Suisse Securities (Hong Kong) Limited	Rep	Providing automated trading services	-	2003-08-22
	Rep	Advising on corporate finance	-	2004-04-16
	Rep	Advising on securities	-	2004-04-16
	Rep	Asset management	-	2004-04-16
	Rep	Dealing in securities	-	2004-04-16