Personnel SFC Licences and HKMA Registrations (ID 98626)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ASIA INVESTMENT RESEARCH LIMITED	RO	Advising on securities	2016-09-22	-
	RO	Asset management	2016-09-22	-
BREVAN HOWARD (HONG KONG) LIMITED	RO	Advising on futures contracts	2008-03-12	2013-11-18
	RO	Advising on securities	2008-03-12	2013-11-18
	RO	Asset management	2006-09-26	2013-11-18
	Rep	Asset management	2005-12-13	2006-09-26
Tyric Capital Limited	Rep	Advising on futures contracts	2004-11-15	2005-08-31
	Rep	Advising on securities	2004-11-15	2005-08-31
	Rep	Asset management	2004-11-15	2005-08-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.