Personnel Hong Kong SFC License Details (ID 9863)

Personnel Hong Kong SFC License Details (ID 9863)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UPBEST ASSETS MANAGEMENT LIMITED	RO	Advising on corporate finance	-	2010-03-05
	RO	Advising on securities	-	2010-03-05
	RO	Asset management	-	2010-03-05
UPBEST COMMODITIES COMPANY LIMITED	RO	Asset management	-	2004-03-16
	RO	Advising on futures contracts	-	2010-03-05
	RO	Dealing in futures contracts	-	2010-03-05
UPBEST INVESTMENT COMPANY LIMITED	RO	Securities margin financing	-	2010-03-05
UPBEST SECURITIES COMPANY LIMITED	RO	Advising on corporate finance	-	2010-03-05
	RO	Advising on securities	-	2010-03-05
	RO	Asset management	-	2010-03-05
	RO	Dealing in securities	-	2010-03-05