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Rosensweig, William Ernest Hong Kong SFC License Details (ID 98639)
Rosensweig, William Ernest
SFC ID:
ARP643
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED
RO
Leveraged foreign exchange trading
2011-01-04
2021-03-29
RO
Advising on securities
2010-04-09
2014-07-03
RO
Dealing in securities
2010-04-09
2019-05-23