Webb-site Legacy

Mok, Pui Man (SFC:ANF295) 莫佩雯

SFC ID:ANF295

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Manulife Investment Management (Hong Kong) Limited	RO	Dealing in securities	2021-07-19	-
	Rep	Dealing in securities	2020-06-29	2021-07-19
STI Asset Management Limited	Rep	Advising on securities	2015-12-21	2019-06-27
	Rep	Asset management	2015-12-21	2019-06-27
VALUE PARTNERS HONG KONG LIMITED	Rep	Advising on securities	2011-12-09	2012-11-17
	Rep	Asset management	2011-12-09	2012-11-17
	Rep	Dealing in securities	2011-12-09	2012-11-17
VALUE PARTNERS LIMITED	Rep	Advising on securities	2011-12-09	2012-11-17
	Rep	Asset management	2011-12-09	2012-11-17
	Rep	Dealing in securities	2011-12-09	2012-11-17
BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED	Rep	Dealing in securities	2009-03-09	2011-11-30
NNIP HONG KONG LIMITED	Rep	Advising on securities	2006-03-24	2006-07-21
	Rep	Dealing in securities	2006-03-24	2006-07-21