| CAPE ASSET MANAGEMENT LIMITED | RO | Advising on futures contracts | 2006-05-23 | 2024-03-07 |
| CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED | RO | Advising on futures contracts | 2006-05-23 | 2017-07-07 |
| RO | Dealing in futures contracts | 2006-05-23 | 2017-07-24 |
| CAPE ASSET MANAGEMENT LIMITED | RO | Advising on corporate finance | - | 2014-10-15 |
| RO | Advising on securities | - | 2024-03-07 |
| RO | Asset management | - | 2024-03-07 |
| CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED | RO | Advising on corporate finance | - | 2014-10-15 |
| RO | Advising on securities | - | 2017-08-10 |
| RO | Asset management | - | 2017-08-10 |
| RO | Dealing in securities | - | 2017-08-10 |