| CAPE ASSET MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2007-01-12 | 2024-01-31 |
| CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED | Rep | Advising on futures contracts | 2007-01-12 | 2017-07-07 |
| Rep | Dealing in futures contracts | 2007-01-12 | 2017-07-24 |
| CAPE ASSET MANAGEMENT LIMITED | Rep | Advising on corporate finance | 2005-07-11 | 2014-10-15 |
| Rep | Advising on securities | 2005-07-11 | 2024-01-31 |
| Rep | Asset management | 2005-07-11 | 2024-01-31 |
| CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED | Rep | Advising on corporate finance | - | 2014-10-15 |
| Rep | Advising on securities | - | 2017-08-10 |
| Rep | Asset management | - | 2017-08-10 |
| Rep | Dealing in securities | - | 2017-08-10 |