| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CAITONG INTERNATIONAL SECURITIES CO., LIMITED | Rep | Dealing in securities | 2022-04-01 | - |
| WESTOCK SECURITIES INTERNATIONAL (HK) LIMITED | RO | Dealing in securities | 2008-09-02 | 2022-02-28 |
| CVP Securities Limited | Rep | Dealing in securities | 2006-04-03 | 2008-08-31 |
| Beijing Securities Limited | Rep | Advising on corporate finance | 2003-04-01 | 2003-07-28 |
| Rep | Advising on securities | 2003-04-01 | 2003-07-28 | |
| Rep | Asset management | 2003-04-01 | 2003-07-28 | |
| Rep | Dealing in securities | 2003-04-01 | 2006-05-02 |
No HKMA registrations in the collected records.