Personnel Hong Kong SFC License Details (ID 98683)

Personnel Hong Kong SFC License Details (ID 98683)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
WESTOCK SECURITIES INTERNATIONAL (HK) LIMITED	Rep	Dealing in securities	2008-12-05	2024-01-05
ABCI Securities Company Limited	Rep	Dealing in securities	2007-01-29	2008-12-01
CELESTIAL SECURITIES LIMITED	Rep	Dealing in securities	2006-08-03	2007-01-18
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2006-05-08	2006-07-31
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2006-02-03	2006-04-29
SHUN LOONG SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2004-08-12	2006-04-29
GET NICE SECURITIES LIMITED	Rep	Advising on corporate finance	-	2004-08-03
	Rep	Advising on securities	-	2004-08-03
	Rep	Asset management	-	2004-08-03
	Rep	Dealing in securities	-	2004-08-03