Personnel Hong Kong SFC License Details (ID 98684)

Personnel Hong Kong SFC License Details (ID 98684)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SHUANGYING SECURITIES LIMITED	RO	Dealing in securities	2022-04-13	-
	Rep	Dealing in securities	2022-02-16	2022-04-13
Tiger Faith Securities Limited	Rep	Dealing in securities	2021-03-18	2021-12-16
China On Securities Limited	RO	Dealing in securities	2020-10-05	2020-12-31
	Rep	Dealing in securities	2020-09-14	2020-10-05
TUNG YAT SECURITIES LIMITED	RO	Dealing in securities	2018-11-13	2020-08-31
WESTOCK SECURITIES INTERNATIONAL (HK) LIMITED	Rep	Dealing in securities	2008-10-24	2018-10-31
ABCI Securities Company Limited	Rep	Dealing in securities	2006-12-04	2008-08-15
CELESTIAL SECURITIES LIMITED	Rep	Dealing in securities	2006-07-06	2006-11-01
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2006-05-08	2006-06-30
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2006-03-09	2006-04-29
SHUN LOONG SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2006-03-09	2006-04-29
VC BROKERAGE LIMITED	Rep	Dealing in securities	2003-11-19	2006-03-01
GET NICE SECURITIES LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-11-19
	Rep	Advising on securities	2003-04-01	2003-11-19
	Rep	Asset management	2003-04-01	2003-11-19
	Rep	Dealing in securities	2003-04-01	2003-11-19